Head of Compliance

A leading financial institution is seeking a Head of Compliance to lead and drive compliance excellence across its banking functions. This high-impact role is suited for a strategic yet hands-on leader with a deep understanding of regulatory frameworks, risk management, and capital-markets compliance. You will partner closely with senior management, business units, and regulators to embed a robust compliance culture and safeguard the bank’s integrity.

What you'll do:
As the Head of Compliance, you will lead the Bank’s compliance function and play a critical role in overseeing regulatory adherence, governance, and internal control frameworks. You will provide independent and objective compliance advice to Senior Management and the Board, ensuring that the Bank operates within the scope of all applicable laws, regulatory expectations, and internal policies. Your leadership will be instrumental in cultivating a culture of compliance, strengthening the Bank’s compliance infrastructure, and supporting sustainable, ethical business practices across all operations.

• Provide strategic compliance advisory to Senior Management and staff on regulatory requirements and internal policies.
• Oversee the development, implementation, and review of the Bank’s Compliance Policy to ensure alignment and adherence.
• Drive compliance training initiatives, ensuring staff across all levels are well-versed in compliance matters.
• Act as a key liaison between the Bank and regulatory bodies, addressing queries and coordinating inspections or audits.
• Establish and manage an effective compliance program and lead the compliance team in ongoing reviews and testing.
• Identify and report potential or significant breaches of laws and regulations to the Board, BOD/BARMC, Senior Management, and relevant regulators.
• Cultivate strong relationships with business units to embed a culture of compliance throughout the organization.
• Serve as one of the Bank’s AML Compliance Officers.

What you bring:

The ideal candidate for the Head of Compliance role brings a strong combination of strategic insight, regulatory expertise, and deep understanding of the capital markets and banking landscape. You are a hands-on leader with proven experience in managing complex compliance frameworks and driving a strong culture of integrity and accountability. Your ability to interpret and apply regulatory requirements, advise senior stakeholders, and implement effective compliance programs will be key to ensuring the Bank’s continued adherence to legal, ethical, and governance standards.

• Provide independent oversight and contribute to the development of strategy, risk appetite, and corporate governance.
• Participate actively in Board and Board Committee meetings (e.g. Risk, Audit, Nomination & Remuneration Committees).
• Ensure adherence to Shariah principles, Islamic Financial Services Act (IFSA), and relevant Bank Negara Malaysia (BNM) guidelines.
• Support the evaluation of executive management’s performance and risk management framework.
• Bring an external, unbiased perspective to deliberations, ensuring transparency and accountability.

What sets this company apart:
This is a well-established financial institution known for its unwavering commitment to ethical conduct, regulatory discipline, and client confidence. The Bank continues to lead with innovation, enhanced digital capabilities, and a forward-looking approach to sustainability as part of its long-term growth and value creation strategy.

What's next:

Ready to take on this exciting challenge? Don't miss out on this opportunity!
Apply today by clicking the link or emailing your application to Sammie.sam@robertwalters.com.my.
Do note that we will only be in touch if your application is shortlisted.

Do note that we will only be in touch if your application is shortlisted.

Agensi Pekerjaan Robert Walters Sdn Bhd
Business Registration Number : 729828-T
Licence Number : JTKSM 423C