Business Risk Compliance Officer
Salary Market Aligned
Location Kuala LumpurFULL_TIME
Consultant Crystal Gan
Job Ref 1869530/001
Date posted 14 November 2022kuala-lumpur banking-financial-services/risk-credit-mkt-operational 2022-11-14 2023-01-13 banking Kuala Lumpur MY Robert Walters https://www.robertwalters.com.my https://www.robertwalters.com.my/content/dam/robert-walters/global/images/logos/web-logos/square-logo.png
A reputable entity is seeking a highly qualified Business Risk Compliance Officer. This is a job for a driven professional who is looking to make lasting impact to the organisation.
About the Business Risk Compliance Officer Role:
In this business critical role, you will establish an effective partnership with group IB compliance and group compliance in managing the BG/FG – equities broking and research regulatory compliance risks to be in line with the group’s business objectives.
- Establish a holistic framework comprising group IB compliance and group operational risk management tools and processes across BG/FG – equities broking and research to identify, assess, measure, monitor and mitigate operational risk exposure/likelihood
- Ensure the BG/FG – equities broking and research fulfils all tasks related to its business continuity and the same for all departments within the BG/FG – equities broking and research
- Monitor and ensure all operational risk and non-compliance of regulatory obligation incidences within the BG/FG are reported and escalated in a timely manner in accordance to incident management loss data collection (IMLDC) guidelines
- Develop and provide training on operational risk management and regulatory compliance awareness to all levels of staff and capital markets services representative licence holders to promote an effective risk and compliance culture across the BG/FG – equities broking and research
- Monitor and ensure closure for all internal /external audit and regulatory findings
To succeed in this Business Risk Compliance Officer role, you will need to maintain a close working relationship with internal and external stakeholders.
- Minimum of five years of experience in areas of compliance, operational risks and controls in investment banking (preferably) or in a financial institution
- Experience in equities broking and research products is an advantage
- Intimate working knowledge within overall group investment banking and equities broking and research, in particular
- Excellent analytical, verbal, written and interpersonal skills
- Ability to provide relevant guidance to senior management of group investment banking – equities broking and research
If you are driven, determined and want to take the next step in your career, this is the role for you.
Great career progression awaits the right person in this exciting Business Risk Compliance Officer role.
Apply today or contact me to discuss this new opportunity.
Do note that we will only be in touch if your application is shortlisted.
Agensi Pekerjaan Robert Walters Sdn Bhd
Business Registration Number : 729828-T
Licence Number : JTKSM 423C
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