An exciting Head, Market Surveillance job has just become available in a renowned bank based in Kuala Lumpur. This is a role for an individual who is looking for an exciting opportunity to be a part of the changing landscape in the financial services industry.
About the Head, Market Surveillance job:
In this business-critical role, you will be spearheading and guiding the market surveillance team in reviewing and analysing market surveillance alerts and ensure escalation/closure within stipulated time.
Lead the market surveillance (“MS”) team in monitoring and surveillance of trading misconduct.
Monitoring of potential market misconducts or irregular behaviour that may lead to regulatory / compliance issue via applicable Communication Surveillance system.
Advise and guide on MS of trade and communication related matters for regional entities under Maybank Investment Banking Group.
Undertake special projects and initiatives to enhance the effectiveness of the MS compliance function.
Assist in preparation of detailed reports for Senior Management/Board, highlighting key surveillance findings and recommendations to aid in their oversight and management of compliance risks.
To succeed in the Head, Market Surveillance job, you will need to liaise with regulators i.e. Bank Negara Malaysia, Securities Commission Malaysia and Bursa Malaysia Berhad on MS matters.
Possess Bachelor' degree/ Professional qualification from an institution recognized by the government of Malaysia with discipline/related field of Capital Market, Equity/ Derivatives Broking, Audit/Accounting.
More than 5 years of managerial experience and relevant experience in Market Surveillance.
Familiarity with capital market industry especially equities and derivatives market as well as possess technical knowledge / skills in possible market misconducts.
Possesses an investigation interest and skill.
Experienced in investment banking environment, regulatory and relevant certification related to capital market will be an added advantage.
This organisation is an exciting addition to the financial services industry. The firm is very focused on developing and training their people to the highest standards.
If you are driven, determined and want to take the next step in your career, this is the role for you. Great career progression opportunities await the right person in this Head, Market Surveillance job.
Apply today or call me to discuss this new opportunity.
Do note that we will only be in touch if your application is shortlisted.
Agensi Pekerjaan Robert Walters Sdn Bhd Business Registration Number : 729828-T Licence Number : JTKSM 423C
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