AVP, Regulatory Compliance

An exciting opportunity just opened up for a AVP, Compliance to join an international bank based in KL that offers hybrid working arrangement.

What you will do:

• Develop and update internal frameworks, policies, procedures, and manuals to ensure alignment with regulatory requirements.
• Provide guidance and advice to relevant stakeholders on regulatory obligations, including updates on the latest developments.
• Perform gap analyses on new or revised regulatory requirements and collaborate with stakeholders to implement necessary measures.
• Conduct risk assessments to identify and mitigate potential compliance risks.
• Create training materials, deliver guidance on regulatory requirements, and foster a culture of compliance within the organization.
• Prepare periodic reports for the Parent Bank in line with their requirements, as well as for Senior Management and the Board, highlighting compliance risks and progress on remedial actions.
• Review customer due diligence processes and assess customer risk profiles to ensure alignment with the organization's risk appetite.
• Manage sanctions lists and handle screening alert resolutions.
• Investigate transaction monitoring alerts to identify potential issues or irregularities.
• Perform quality assurance reviews and inspections related to AML (Anti-Money Laundering) matters.
• Participate in the enhancement of AML/CFT (Counter Financing of Terrorism) controls, systems, policies, and processes.
• Assist in gathering data and documentation for reviews or audits conducted by regional offices, head office, regulators, or external consultants.
• Undertake any additional tasks assigned by Management or the Chief Compliance Officer.

What you bring:

• Minimum 7 years of experience in Compliance related areas
• Possess a Professional Certification in Regulatory Compliance, AML/CFT is preferred
• Strategic, conceptual and analytical thinking, including ability to interpret regulations and assess risks arising from banking operations against the relevant regulatory requirements
• Details oriented, with problem solving and conflict management skills.

What's next:

If you're ready to take your career to the next level, apply for this AVP, Compliance position.

Do note that we will only be in touch if your application is shortlisted.

Agensi Pekerjaan Robert Walters Sdn Bhd
Business Registration Number : 729828-T
Licence Number : JTKSM 423C