Assistant Vice President, Regulatory Compliance

An exciting Assistant Vice President, Regulatory Compliance role has just become available at one of the financial services companies based in Kuala Lumpur. The successful candidate would be able to provide support to the Head of the Compliance Department in compliance matters of the Bank.

What you'll do:

As an Assistant Vice President, Regulatory Compliance, your primary responsible is to assist the identification of Regulatory Compliance risks and carry out timely follow up on the actions required by the relevant stakeholders.

• Assist in the establishment or revision of compliance policy and procedures under the supervision of the Senior Manager.
• Provide support to establish/review/revise Compliance related manual as well as other relevant policies and procedures.
• Ensure proper documentation of gap analysis including recommendations and conclusions.
• Liaise with the regulators including Bank Negara Malaysia and Labuan Financial Services Authority for compliance matters including mandatory reporting, inspections and meetings, under the guidance of the Senior Manager or Head of Department.
• Liaise with Regional Office, Head Office, Internal Audit Department, Regional Audit, as and when required.
• Preparation of training materials, provide guidance and training whenever necessary to create compliance awareness and establish a clear understanding of regulations and rules.

What you'll bring:

The ideal candidate for this Assistant Vice President, Regulatory Compliance position brings a blend of skills and experiences that make them uniquely qualified.

• Relevant Degree and Certification in Regulatory Compliance.
• Minimum 7 years of relevant working experiences in compliance matters for Financial Institutions.
• Strong grasp of compliance of a Financial Institutions.
• Well-versed in laws and guidelines of local authority.
• Possess good personality and communication skills in managing the stakeholders.

What's next:

If you're ready to take your career to the next level, apply today!

Apply today by clicking on the link!

Do note that we will only be in touch if your application is shortlisted.

Do note that we will only be in touch if your application is shortlisted.

Agensi Pekerjaan Robert Walters Sdn Bhd
Business Registration Number : 729828-T
Licence Number : JTKSM 423C