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AVP, Risk & Prevention

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An exciting AVP, Risk & Prevention job has just become available in a renowned bank based in Kuala Lumpur. This is a role for an individual who is looking for an exciting opportunity to be a part of the changing landscape in the financial services industry.

About the AVP, Risk & Prevention job:

In this business-critical role, you will be responsible to work with R&P – Risk, Governance and Conduct (RGC) team to establish appropriate compliance and policy governance within Consumer Financial Services (CFS) division, providing independent compliance gap analysis and advisory as well as review of key policies and procedures.

Key responsibilities:

  • Review and provide independent compliance gap analysis for BNM Policy Document (PD), Exposure Draft (ED), BNM CEO Letter (or any other equivalent documents issued by BNM or equivalent such as Securities Commission, PayNet, etc).
  • Engage and to work in collaboration with the business unit in order to develop action plan for control processes in addressing the regulatory requirements upon gap analysis conducted.
  • Disseminating regulatory updates and correspondences on a timely basis.
  • Provide advisory on new / amendment on regulatory guideline, including guidance to business unit.
  • Assess, report, and coordinate all regulatory breach incident, including follow up for action plan closure.
  • Promote regulatory awareness and to identify training needs within CFS.
  • Review CFS document including but not limited to business initiatives, process change and system enhancement request.
  • Assist in developing, writing, and implementing policies and procedures for CFS business unit.
  • Assist in strategize, contribute and taking responsibility of the workplan for areas of policies expertise.
  • Drive the risk and prevention culture towards CFS business unit.
  • Leading, managing and involve in projects and adhoc assignment.
  • Drives improvement of account opening process for CFS.
  • Act as CFS Personal Data Protection Act (PDPA) Representative - provide advisory and manage Certificates of Registration at branch.
  • Work closely with stakeholder to drive conduct initiatives from time to time.
  • Support and prepare for various Risk & Regulatory dashboards.
  • Develop and maintain good relationship with all stakeholders.

To succeed in the AVP, Risk & Prevention job, you will need to maintain and develop positive and professional working relationships with the Compliance functions.

Key requirements:

  • At least degree level or equivalent education or experience.
  • 7 years working experiences and knowledgeable in CFS products, services, process and its applicable Regulations and Act. Knowledge in Retail Compliance Advisory, AML and/or Operational Risk Management will be an advantage.
  • Proven ability to work effectively in a policy or regulatory environment.
  • Ability to build effective internal and external stakeholder relationships including demonstrated networking and negotiation skills and ability to manage working groups.
  • Pleasant personality with good working attitude, able to work independently and has sense of urgency and able to work within tight deadlines and able to multi-task independently with confidence.
  • Good written English skill with ability to research and write accessible, clear policy or procedure documents for a range of audiences.
  • Good communication skills, with ability to communicate effectively at all levels of seniority, including ability to convey complex information in an accessible way.
  • Able to manage projects, weigh up conflicting demands with minimal supervision.
  • Able to work effectively as a member of team.

This organisation is an exciting addition to the financial services industry. The firm is very focused on developing and training their people to the highest standards.

If you are driven, determined and want to take the next step in your career, this is the role for you. Great career progression opportunities await the right person in this AVP, Risk & Prevention job.

Apply today or call me to discuss this new opportunity.

Do note that we will only be in touch if your application is shortlisted.

Agensi Pekerjaan Robert Walters Sdn Bhd
Business Registration Number : 729828-T
Licence Number : JTKSM 423C

Contract Type: FULL_TIME

Specialism: Banking & Financial Services

Focus: Compliance

Industry: Financial Services

Salary: Negotiable

Workplace Type: Hybrid

Experience Level: Mid Management

Location: Kuala Lumpur

Job Reference: DBCAIY-E0C4B5ED

Date posted: 25 June 2024

Consultant: Madiha MdRidza

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