An exciting Regulatory Compliance (Consultant) job has just become available at a reputable insurance company based in Kuala Lumpur. This is a job for a driven professional who is looking to make lasting impact to the organisation.
About the Regulatory Compliance (Consultant) Role: In this business critical role, you will need to ensure the organisation operates in accordance with the group policies and guidelines and local regulatory requirements in the following areas and towards this end, driving and overseeing implementation of compliance frameworks in – Regulatory Compliance (including Code of Conduct, FATCA, CRS and Anti-Bribery and Corruption), Data Privacy, Compliance Reporting, Compliance Assurance and other regulatory and corporate requirements.
Represent the organisation in local regulatory matters, projects and initiatives by fulfilling the respective requirements and obligations
Implement applicable compliance policies/protocols, risk assessment process and relevant back-end procedures to comply with applicable policies/standards and regulatory requirements (including Code of Conduct, FATCA, CRS, Anti-Bribery and Corruption, etc.)
Ensure quality, accuracy and appropriateness of any regulatory compliance submissions to local regulatory authorities
Coordinate to ensure e-learning programmes and code of conduct annual certification are properly completed by all employees
Consult with Group Compliance and relevant business units in resolving issues related to regulatory compliance implementation
Conduct gap analysis to ensure compliance with relevant guidelines including those issued by BNM, LIAM, and other authorities
Update and maintain regulatory database which consist of all local regulatory requirements
Proactively engage with business and provide advice/guidance to mitigate key compliance risks
Strengthen compliance engagement with business units to educate and increase awareness of regulatory developments, ethics and compliance risks
Prepare and submit reports to Group Compliance and other related internal reports such as to EXCO, RMC and Board of Directors
Liaise with first line risk owners in ensuring timely submission of regulatory reporting obligations (including update of reporting register due to changes)
Conduct compliance reviews on business units and third parties
Undertake monitoring and follow up with relevant stakeholders on agreed actions and any non-compliance issues until they are satisfactorily resolved/implemented
To succeed in the Regulatory Compliance (Consultant) job, you will need to perform other responsibilities and duties periodically assigned by line manager in order to meet operational and/or other requirements.
Bachelor’s degree in accounting, finance, business or law with a minimum of three years of managerial experience in a related field
Strong knowledge in local legal and regulatory requirements
Five years in compliance, internal audit, internal control, or related work experience in financial services industry preferably in the insurance industry
Good interpersonal and communication skills and self-motivated
Proactive, demonstrates initiative and looks for areas of improvement
Good written and spoken communication skills in English and local language, due to the nature of the role
Strong analytical and presentation skills
This organisation is an exciting addition to the financial services industry. The firm is very focused on developing and training their people to the highest standards.
If you are driven, determined and want to take the next step in your career, this is the role for you. Great career progression opportunities await the right person in this Regulatory Compliance (Consultant) job.
Apply today or contact me to discuss this new opportunity.
Do note that we will only be in touch if your application is shortlisted.
Agensi Pekerjaan Robert Walters Sdn Bhd Business Registration Number : 729828-T Licence Number : JTKSM 423C
A new Senior Associate, Private Equity Portfolio Management job has surfaced at a regional private equity firm based in Kuala Lumpur. This role will be responsible to manage the firm's portfolio companies and value creation by formulating transformation plans.
An exciting Investment Compliance (Consultant) job has just become available at a leading insurance company based in Kuala Lumpur. This is a job for a driven professional who is looking to make lasting impact to the organisation.