Manager, Regulatory Compliance
Salary Market Aligned
Location Kuala Lumpur
FULL_TIMEConsultant Madiha MdRidza
Job Ref 1887130/001
Date posted 21 December 2022
kuala-lumpur banking-financial-services/compliance 2022-12-21 2023-02-19 financial-services Kuala Lumpur MY Robert Walters https://www.robertwalters.com.my https://www.robertwalters.com.my/content/dam/robert-walters/global/images/logos/web-logos/square-logo.png true
An exciting Manager, Regulatory Compliance job has just become available at a reputable insurance company based in Kuala Lumpur. This is a role for regulatory compliance professionals especially those who looking for an exciting opportunity to be a part of the changing landscape in the insurance industry.
About the Manager, Regulatory Compliance Role:
In this business critical role, you will provide business-oriented compliance advice to the organisation to enable the business to make informed commercial decisions.
Key Responsibilities
- Identify, conduct reviews and monitor levels of compliance risk associated with the activities of the business/functions
- Assist to follow up and monitor compliance issues highlighted by regulators, internal audit, group and/or regional compliance for its resolution and reporting to senior management
- Assist in performing Group Compliance Integrated Risk and Control System (IRCS) and Compliance Assurance of Risk and Effectiveness (CARE) Assessment and System of Governance (SOG) review based on requirements of Group Compliance, which includes preparing, documenting and presenting the IRCS, CARE and SOG results to management and boards/board committees
- Assist Heads of Compliance in the preparation and documentation of Related Party Transaction (RPT) papers of the company for presentation and reporting to management
- Any other work that may be assigned by the Heads of Compliance
To succeed in this Manager, Regulatory Compliance role, you will need to conduct compliance reviews on areas described in the annual compliance plan.
Key Requirements:
- Degree in finance/commerce/economics/banking from a recognised university or tertiary institution
- Seven years of relevant work experience in the compliance department
- Good knowledge and solid experience in areas of conduct of business, corporate governance, regulatory risk and regulatory changes
- Holds relevant tertiary education degrees/papers. Possession of related professional qualifications is an advantage
- Strong interpersonal skills, with the ability to engage regulators and also develop partnerships throughout the organisation
- Experienced leader in guiding internal teams, business and project stakeholders through regulatory change and management of compliance risks
- Sound judgement, results-oriented and forward-looking individual with the ability to make good decisions and recommendations
- A person with a high integrity, exemplary ethical behaviour and having commitment to transparency
This organisation is an exciting addition to the insurance industry. The firm is very focused on developing and training their people to the highest standards.
If you are driven, determined and want to take the next step in your career, this is the role for you. Great career progression opportunities await the right person in this Manager, Regulatory Compliance job.
Apply today or contact me to discuss this new opportunity.
Do note that we will only be in touch if your application is shortlisted.
Agensi Pekerjaan Robert Walters Sdn Bhd
Business Registration Number : 729828-T
Licence Number : JTKSM 423C
Get in touch

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