Head of Compliance
Salary Market Aligned
Location Kuala LumpurFULL_TIME
Consultant Doreen Ooi
Date posted 02 September 20192019-09-02 2019-11-01 banking Kuala Lumpur MY MYR 300000 350000 350000 YEAR Robert Walters https://www.robertwalters.com.my https://www.robertwalters.com.my/content/dam/robert-walters/global/images/logos/web-logos/square-logo.png
An exciting Head of Compliance job has become available at one of the top local banks based in Kuala Lumpur. Compliance professionals especially those with strong background in Wealth management who are keen to build their experience will be suitable for this job.
About the Head of Compliance Role:
In this business critical role, you will provide advisory and guidance to the wealth management business focusing mainly on interpretation and application of laws, rules and regulations as well as guidelines issued by the respective regulators.
- Prepare, compile, review, submit and ensure completion of monitoring/surveillance and/or testing activities related to the wealth management business
- First point of contact in response to regulatory inquiries, examinations and feedback from the regulators and provide guidance to the wealth management business with regards to the interpretation and application of laws, rules and regulations as well as guidelines issued by the respective regulators
- Stay updated with regulatory changes, industry compliance developments and policy changes; assist line of business in assessing the impact of changes to their processes and procedures
- Lead the production of compliance reports and compliance manual for the wealth management business
- Ensure ad hoc projects as assigned from time to time are completed in a timely manner
- Degree or professional qualification from recognised university with a minimum of five years of compliance-related work experience, preferably with an investment bank/regulators/self-regulatory organisation exposure and has been a part of the wealth management business
- Relevant certification (i.e. UTC, CFP, etc.) would be an added advantage
- Good understanding of applicable investment rules and laws, regulations, and regulatory guidance; ability to quickly research and learn new regulatory requirements
- Well-versed in consumer market conduct’s relevant regulations
This well-known local bank has an outstanding reputation in its field and great value is placed on training and development. Career progression opportunities are outstanding.
If you are driven, determined and want to take the next step in your career, this is the role for you. Great career progression awaits the right person in this exciting Head of Compliance job.
Apply today or call me to discuss this new opportunity.
Agensi Pekerjaan Robert Walters Sdn Bhd
(formerly known as Robert Walters Sdn Bhd)
Business Registration Number : 729828-T
Licence Number : JTKSM 423C