Assistant Manager, Sales Compliance
Salary Market aligned
Consultant Ammelia Chew
Date posted 31 May 20192019-05-31 2019-07-30 banking Kuala Lumpur MY MYR 60000 72000 72000 YEAR Robert Walters https://www.robertwalters.com.my https://www.robertwalters.com.my/content/dam/robert-walters/global/images/logos/web-logos/logo.gif
An exciting Assistant Manager, Sales Compliance position has just arisen at a insurance firm based in Kuala Lumpur. This is a role for a performing professional who is seeking new opportunities to step up in his or her career.
About the Assistant Manager, Sales Compliance role:
In this business-critical role, you will be coordinating compliance activities for the business function to remain abreast of the status of all compliance activities.
- Monitor and coordinate compliance activities of Business functions to remain abreast of the status of all compliance activities and to identify trends
- Identify potential areas of compliance vulnerability and risk; develops/implements corrective action plans for resolution of problematic issues and provides general guidance on how to avoid or deal with similar situations in the future
- Ensure the quality of agents / personal financial consultants are control and monitor by the Distribution Channels effectively
- Develop strong working relationships with key members of relevant divisions
- Add value by applying operational experiences to formulate action plans and policies that are practical for compliance to the Financial Crime Framework
- Prepare and submit reports to regional office / local management as required
To succeed in this Assistant Manager, Sales Compliance role you will need to have the knowledge of banking regulatory guidelines and deep understanding of industry trends and products.
- Bachelor’s degree in Law / Accounting or equivalent professional qualification
- Minimum four years' relevant experience in Compliance with exposure in operational practices
- Strong people and project management skills
- Excellent oral and written communication skills
- Malaysian Takaful Association and knowledge of Islamic Financial Services Act 2013
If you are driven, determined and want to take the next step in your career, this is the role for you. Great career progression opportunities await the right person in this exciting Assistant Manager, Sales Compliance role.
Apply today or email me at Ammelia.Chew@robertwalters.com.my to discuss this new opportunity.
Agensi Pekerjaan Robert Walters Sdn Bhd
(formerly known as Robert Walters Sdn Bhd)
Business Registration Number : 729828-T
Licence Number : JTKSM 423C