Senior Manager, Sales Compliance
Location Kuala LumpurFULL_TIME
Consultant Doreen Ooi
Date posted 02 November 2018 2018-11-022019-01-01 banking Menara 3 Petronas Persiaran KLCC Kuala Lumpur 50088 Robert Walters https://www.robertwalters.com.my https://www.robertwalters.com.my/content/dam/robert-walters/global/images/logos/web-logos/logo.gif
A well-known multinational insurer is seeking a highly-qualified candidate with Sales Compliance experience to fill the position of Senior Manager, Sales Compliance. This is a role for a Compliance professional who is looking to make lasing impact to the Compliance department in the organisation.
About the Senior Manager, Sales Compliance role:
In this business-critical role, you will ensure the company operates in accordance with the company policies and guidelines, and local regulatory requirements in the sales compliance areas
- Draft, review and maintain on an ongoing basis, local policies and guidelines relating to sales compliance to ensure compliance with local regulatory requirements
- Identify key risks in new and developing regulatory and trade associations requirements and make recommendations on mitigating measures
- Implement compliance reviews to assess the strength of mitigating controls. Conduct sample checks / reviews as part of the compliance review program to provide assurance over controls and risk mitigation measures
- Conduct compliance training and communicating compliance obligations to embed a culture of compliance and ethics within the company
- Work closely with relevant Business Unit Heads and Group Compliance to formulate appropriate work flows with sufficient checks-and-balances
- Bachelor’s degree in Accounting, Finance, Law or Business with 10 years' solid work experience in the financial industry handling compliance and/or controls
- In-depth understanding of the Insurance business preferred and, in lieu of insurance, financial services
- Good interpersonal and communication skills and self-motivated
- Independent and be able to work under pressure
- Possess leadership, coaching and influencing skills, business acumen and problem-solving skills
This well-known insurer has an outstanding reputation and great value is placed on training and development.
If you are driven, determined and want to take the next step in your career, this is the role for you. Great career progression awaits the right person in this exciting Senior Manager, Sales Compliance job.
Apply today to discuss this new opportunity.
Agensi Pekerjaan Robert Walters Sdn Bhd
(formerly known as Robert Walters Sdn Bhd)
Business Registration Number : 729828-T
Licence Number : JTK2125