Senior Manager, Compliance
Location Kuala Lumpur
Consultant YewWeng Low
Date posted 26 September 2016
A well-regarded international insurance firm is seeking for an experienced Senior Manager, Compliance to lead its growing team based in Kuala Lumpur.
About the Senior Manager, Compliance Role:
Your main task is to manage the Compliance Framework of the Company in preventing any non-compliance related incidents and to mitigate any non-compliance risks by raising the compliance awareness to all the staffs in the company.
- ensure the necessary documentations and processes of the Company are in line with any applicable internal/external compliance guidelines and policies
- report regularly to the management on all compliance related activities that are undertaken in the implementation of the Company compliance framework
- conduct investigations or work together with Internal Audit on any fraud cases (including suspected frauds)
- conduct effective compliance related trainings to all the staffs twice a year to mitigate any non-compliance risks by raising the compliance awareness of the staffs
- review all the relevant departments' SOPs and Manuals as well as to check against the actual processes to ensure that they comply with all the regulatory guidelines
- provide quality opinion on any managements' new initiatives from compliance point of view
- minimum 8 years of experience in a Compliance related role
- highly knowledgeable in Financial Services industry especially insurance
- strong effective communicator in writing, business presentations and in interpersonal communication
- resourceful, meticulous and the ability to multi-task a full spectrum of responsibilities
- strong business acumen and organisation awareness to be an effective business partner to various Business Units
This insurance firm has a strong work culture that promotes internal mobility and career progression.
If you are driven, determined and want to take the next step in your career, this is the role for you. Great career progression opportunities await the right person in this exciting Senior Manager, Compliance job.
Apply now or call me to discuss this new opportunity.
Business Registration Number: 729828-T Licence Number: JTK2125